Compliance

Regulatory Updates

The Regulatory Updates dashboard records new rules, consultations, guidance, and official announcements from financial regulators, so you can see how the rulebook is evolving in near real time.

Each entry is framed with the context that matters — which regulator issued it, who it applies to, and when it takes effect — turning a stream of disparate publications into a structured, searchable record. That makes it far easier to brief stakeholders and plan ahead.

Sign in to filter by jurisdiction and topic, follow specific regulators, and review the full update history.

Data Coverage

Aggregates rule changes, consultations, and announcements from major financial regulators across key jurisdictions.

Regulatory UpdatesNew rules, consultations, publications, and regulator announcements.Fines & Warnings TrackerEnforcement actions, warnings, penalties, and regulator notices.License & Registration MonitoringLicense status, registrations, renewals, and company coverage.Upcoming RegulationsForward-looking regulatory changes and implementation timelines.Compliance InsightsLatest public compliance analysis and editorial coverage.

Latest Compliance Insights

Compliance InsightsESMA Orders Immediate Wind-Down of Unauthorized Crypto-Asset Service ProvidersThe European Securities and Markets Authority (ESMA) has ordered all unauthorized crypto-asset service providers (CASPs) to execute an orderly wind-down of their EU activities by July 1, 2026.Compliance InsightsAfter 12,000 Takedowns, ASIC Turns to a Whitelist of Australia’s Licensed Broker SitesThe regulator is publishing the genuine website addresses of more than 6,500 licensees so consumers can check them before investing, a preventative shift after two years of removing scam sites at a...Compliance InsightsMFSA Targets Marketing and Complaints HandlingThe Malta Financial Services Authority (MFSA) intensified its regulatory oversight on June 11 by publishing the results of its 2025 Outcomes-Based Supervision (OBS) framework. Moving away from trad...Compliance InsightsThree AI Shifts and a $40 Billion Fraud Forecast: Reading the FCA’s First Horizon ScanThe Financial Conduct Authority’s first public Technology Horizon Scan sets out three ways AI, synthetic media and programmable finance could reshape financial services by 2030, published as gen-AI...Compliance InsightsDORA One Year Later: What the First Major Incident Report Reveals About Financial Sector ResilienceWhile initially seen as a regulatory burden, the first DORA incident report shows financial institutions are improving resilience by detecting and containing ICT incidents faster, limiting their im...Compliance Insights$331 Million in Penalties and a Two-Year Deadline: China Moves to End Cross-Border BrokerageChina’s securities regulator penalized Futu, Tiger Brokers and Longbridge on May 22, 2026, for unlicensed cross-border securities business, part of an eight-agency plan to close the channel serving...