Compliance

Compliance Intelligence

FM Intelligence Compliance is the hub for tracking how regulation is changing across global financial markets. It brings regulatory updates, enforcement activity, licensing signals, and forward-looking rule changes into one connected workspace.

Instead of monitoring dozens of regulator websites, compliance teams, brokers, and analysts can follow the developments that affect them from a single place, with each dashboard focused on a specific part of the regulatory lifecycle.

Sign in to unlock the full datasets, jurisdiction filters, and historical records. The dashboards below explain what each Compliance Intelligence view covers.

Data Coverage

  • • Regulatory updates, enforcement, licensing, and upcoming rules in one hub
  • • Spans major financial regulators across multiple jurisdictions
  • • Updated as new actions and announcements are published
Regulatory UpdatesNew rules, consultations, publications, and regulator announcements.Fines & Warnings TrackerEnforcement actions, warnings, penalties, and regulator notices.License & Registration MonitoringLicense status, registrations, renewals, and company coverage.Upcoming RegulationsForward-looking regulatory changes and implementation timelines.Compliance InsightsLatest public compliance analysis and editorial coverage.

Latest Compliance Insights

Compliance InsightsESMA Orders Immediate Wind-Down of Unauthorized Crypto-Asset Service ProvidersThe European Securities and Markets Authority (ESMA) has ordered all unauthorized crypto-asset service providers (CASPs) to execute an orderly wind-down of their EU activities by July 1, 2026.Compliance InsightsAfter 12,000 Takedowns, ASIC Turns to a Whitelist of Australia’s Licensed Broker SitesThe regulator is publishing the genuine website addresses of more than 6,500 licensees so consumers can check them before investing, a preventative shift after two years of removing scam sites at a...Compliance InsightsMFSA Targets Marketing and Complaints HandlingThe Malta Financial Services Authority (MFSA) intensified its regulatory oversight on June 11 by publishing the results of its 2025 Outcomes-Based Supervision (OBS) framework. Moving away from trad...Compliance InsightsThree AI Shifts and a $40 Billion Fraud Forecast: Reading the FCA’s First Horizon ScanThe Financial Conduct Authority’s first public Technology Horizon Scan sets out three ways AI, synthetic media and programmable finance could reshape financial services by 2030, published as gen-AI...Compliance InsightsDORA One Year Later: What the First Major Incident Report Reveals About Financial Sector ResilienceWhile initially seen as a regulatory burden, the first DORA incident report shows financial institutions are improving resilience by detecting and containing ICT incidents faster, limiting their im...Compliance Insights$331 Million in Penalties and a Two-Year Deadline: China Moves to End Cross-Border BrokerageChina’s securities regulator penalized Futu, Tiger Brokers and Longbridge on May 22, 2026, for unlicensed cross-border securities business, part of an eight-agency plan to close the channel serving...