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Updated on 29/01/2026

Upcoming Regulations

Financial authorities across Europe, the Middle East, and Australia have released several key updates focusing on consumer protection, technological adoption, and administrative transparency.



Updated 24h ago

Fines & Warnings Tracker

Enforcement is intensifying worldwide. Regulators are penalizing brokers and platforms for weak AML controls, poor recordkeeping, and reporting gaps—often with multimillion-dollar fines. Big names like Robinhood, Interactive Brokers, and Apex Clearing have been hit, showing that no firm is too large or too new to escape accountability.

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Updated 24h ago

License & Registration Monitoring

License checks are now a frontline defense for compliance and trust. Global tools like BrokerCheck, IAPD, MAS directories, and SFC registers help verify firms, while new laws add state and regional layers. The result is a growing patchwork of registries, making continuous monitoring essential for both investors and fintech firms.


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